Case Study 

JENNIFER

PROFFESIONAL

AGE:          PROFESSION:

43                 Executive

GOAL:

Feel organized and in control, optimize taxes, and have more discretionary time for LIFE.

THE OBSTACLE 

As an executive, Jennifer has a six-figure income. She has many responsibilities and dreams:

  • Having time for LIFE and spending time with those who matter most

  • Optimizing taxes and eliminating debt while maximizing investment dollars

  • Building a “retire smart” plan for her future

There were 2 obstacles in her way preventing her from accomplishing these things:

She lacked time and execution in her plan.

Being a busy executive, Jennifer felt she did not have the capacity to plan for her own finances as she was managing a large corporation. Jennifer felt like she had the capability and really wanted to be involved but needed a partner who could help guide her and assist with her planning efforts, taking the lion share of the day-to-day off her shoulders and allowing her to have a greater level of involvement in her personal life.

After being turned away from the large brokerage firms, her priorities shifted. She needed an expert. More importantly, she needed someone she could trust 100% with her money.

THE SOLVE

Initially Jennifer came in with certain expectations, she expected to talk about products and fees, instead we listened.

Listened to her goals, pain points, frustrations, and most importantly her dreams. Her dreams of living a life she wanted through her working years while keeping an eye on her retirement someday. She wanted a plan, but a plan built for her and her situation.

HER PLAN

 

1. We focused on developing a plan with the end in mind, creating a long term plan with Jennifer's specific goals being paramount. Organizing her investments to produce better investment results, optimizing taxes, and ensuring her income was protected.

2. We established her secure online client access to all of her accounts and her living-breathing plan. This created a sense of organization and calm that allowed her to, at a glance, look at her entire financial world and understand how things were working together, and created more TIME.

3. We helped her to establish her emergency reserve account, within a liquid money market, that was paying her a significantly higher interest rate than her local bank.

THIS WAS JUST THE BEGINNING

THE RESULTS

For Jennifer, and all Diazo Wealth clients, we focus on optimizing their financial lives in its entirety — an advantage you really can see with our firm.

  1. We assisted with optimization of her 401(k) through her company

  2. We analyzed her company benefits and helped her choose a few additional benefits

  3. Additionally, we identified opportunity for tax savings and improved asset location

 

Jennifer now feels like she has a organized and in-control plan. With this partnership her plan continuously evolves and grows along side her career and portfolio. She did not find a broker or big brokerage firm, she found an agile and involved partner to build her plan and her financial life with.

TOP 10 QUESTIONS WHEN HIRING A FINANCIAL ADVISOR

If you are looking to partner with a financial planner or financial advisor these questions will help you vet the advisors you are speaking with.

ARE YOU AN EXECUTIVE IN NEED OF ADVICE TO CREATE TIME?

Our first step in our financial planning conversation starts with a 15 minute free phone consultation. This provides both of us the opportunity to make sure our goals align.

Schedule a introductory call here:

10120 S Eastern Ave

Suite 236

Henderson, NV 89052

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702.745.1800

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info@diazowealth.com

Registered Representative and Investment Adviser Representative of and offers securities and advisory services in states where registered through E.K. Riley Investments, LLC.  Member FINRA and SIPC, Broker Dealer and an SEC Registered Investment Adviser. 

Diazo Wealth Group is a division of E.K. Riley Investments, LLC